5XJ General Study Guide
Complete preparation for the FCC Amateur Radio General License Exam
Welcome to the 5XJ General Study Guide
What is the General License?
Progression of Amateur Radio Licenses
| License Class | Frequency Access | Typical Range |
|---|---|---|
| Technician | VHF/UHF (50 MHz and above) | Local to Regional |
| General | HF bands (1.8 MHz to 30 MHz) + VHF/UHF | Worldwide |
| Amateur Extra | All amateur frequencies | Worldwide + Advanced modes |
Why Upgrade to General?
- Access to worldwide HF propagation
- Participate in international DX (distant) contacts
- Enhanced VHF/UHF privileges
- Access to more modes and frequencies
- Participate in major contests and events
- Emergency communications worldwide
General Exam Overview
- 35 multiple-choice questions
- 75% pass score required (26-27 correct)
- Covers FCC rules, operating procedures, and technical knowledge
- Focus on HF band operation and global communication
- Prerequisite: Must hold a valid Technician license
Table of Contents
- FCC Rules for General License
- HF Bands & Frequencies
- Operating Procedures (General)
- Advanced Circuit Theory
- Modulation & Transmission Modes
- Advanced Radio Wave Propagation
- HF Antenna Systems
- Test Equipment & Measurements
- Advanced Safety Considerations
- Practice Questions & Answers
Continue to the next section to begin your study. You can navigate using the menu on the left.
1. FCC Rules for General License
General License Privileges Overview
General License Restrictions and Rules
Station Identification
Maximum Power Output
- General licensees: Up to 1500 watts PEP on most bands
- Some bands have lower limits (typically listed in regulations)
- Always use minimum power necessary for effective communication
General HF Band Privileges
CW-Only HF Bands
All frequencies in these bands (General class privileges):
- 160-meter band: 1.800-2.000 MHz (CW only for General)
- 80-meter band: 3.500-3.750 MHz (CW only for General)
- 40-meter band: 7.025-7.125 MHz (CW only for General)
- 15-meter band: 21.025-21.200 MHz (CW only for General)
Phone (Voice) HF Band Segments
General class phone privileges (subset of bands):
- 80-meter: 3.775-3.890 MHz (SSB)
- 40-meter: 7.150-7.300 MHz (SSB)
- 20-meter: 14.225-14.350 MHz (SSB)
- 17-meter: 18.110-18.168 MHz (SSB)
- 15-meter: 21.275-21.450 MHz (SSB)
- 12-meter: 24.930-24.990 MHz (SSB)
- 10-meter: 28.400-29.700 MHz (SSB/FM)
RTTY and Data Mode Privileges
General licensees have access to digital modes on most HF bands including:
- RTTY (Radioteletype)
- PSK31
- FT8 and other digital modes
- Packet radio on HF
Operating Rules for General
Transmitting on Frequencies
- Only transmit within authorized frequency ranges
- Respect subband designations (CW, data, phone segments)
- Avoid interference to other operators
- Do not transmit music or sound effects
- No encrypted messages except authorized (satellite)
Remote Operation
License Term and Renewal
- Initial term: 10 years
- Renewal period: 10 years
- Grace period for renewal: 2 years
- Can renew online through FCC ULS system
Upgrading Your License
2. HF Bands & Privileges
Understanding HF Bands
The Nine HF Amateur Bands
160-Meter Band (1.8-2.0 MHz)
- Lowest amateur band
- Best in winter at night (very long distances)
- Difficult daytime propagation
- Narrow bandwidth due to spectrum allocation
- Requires large antennas
80-Meter Band (3.5-4.0 MHz)
- Most popular evening/night band
- Excellent for regional and intercontinental DX
- Night mode: 600+ mile range common
- Daytime: Highly variable
- High noise levels
40-Meter Band (7.0-7.3 MHz)
- Available day and night
- Excellent for both local and DX
- Very popular band - usually crowded
- Good seasonal variation for DX work
20-Meter Band (14.0-14.35 MHz)
- Most popular daytime band
- Worldwide communication possible
- Often open during daylight hours
- Good for contests and pile-ups
- Excellent for DX hunting
17-Meter Band (18.068-18.168 MHz)
- Less crowded than 20 meters
- Similar propagation to 20 meters
- Good for quiet operating
15-Meter Band (21.0-21.45 MHz)
- Excellent for daytime DX
- Disappears at sunset
- Very crowded during sunspot maxima
- Good for international contests
12-Meter Band (24.89-24.99 MHz)
- Narrow allocation
- Similar to 15 and 10 meters
- Relatively quiet
10-Meter Band (28.0-29.7 MHz)
- Requires high sunspot activity for DX
- FM repeaters available
- Fast, dynamic propagation
- Good for local and regional work
6-Meter Band (50.0-54.0 MHz)
- Primarily VHF (line-of-sight)
- Occasional long-distance openings via Es (sporadic E)
- Popular for weak-signal SSB work
General Calling Frequencies
| Band | CW Calling | Phone Calling | Mode |
|---|---|---|---|
| 80m | 3.510 MHz | 3.860 MHz | SSB |
| 40m | 7.030 MHz | 7.230 MHz | SSB |
| 20m | 14.030 MHz | 14.260 MHz | SSB |
| 15m | 21.030 MHz | 21.360 MHz | SSB |
| 10m | 28.030 MHz | 28.360 MHz | SSB |
Band Characteristics by Time of Day
| Time | Best Bands | Distance |
|---|---|---|
| Sunrise/Sunset | 40m, 20m | 500-2000 miles |
| Daytime | 20m, 15m, 10m | Worldwide possible |
| Night | 160m, 80m, 40m | 500+ miles |
3. Operating Procedures (General)
HF Operating Conventions
HF Communication Modes
CW (Continuous Wave / Morse Code)
- Narrow bandwidth: ~100 Hz
- Excellent for weak signal work
- Most efficient mode for long-distance
- Requires learning Morse code
- Speed: 5-60+ WPM
SSB (Single Sideband Voice)
- Bandwidth: ~2.7 kHz
- Most popular HF phone mode
- Lower power requirements than AM
- Two types: LSB (lower frequencies) and USB (higher frequencies)
Digital Modes
- RTTY: Radioteletype (170 Hz shift)
- PSK31: Phase Shift Keying (31 baud)
- FT8: Fast response digital mode for weak signals
- JT65/JT9: Weak-signal digital modes
- Packet: AX.25 protocol
DX Operating
What is DX?
DX Etiquette
- Listen before calling
- Keep calls brief (2-3 times only)
- Wait your turn in a pile-up
- Respond on the DX station's frequency
- Not all DX stations accept all countries
Pile-Up Procedure
A "pile-up" occurs when many stations call a rare or sought-after station:
- Listen to the DX station's frequency first
- Note their frequency and any specific instructions
- Call at precisely the right moment (between contacts)
- Use minimal power and keep call short
- Listen for your call sign
- Once they respond, complete QSO quickly
Net Operating
What is an Amateur Radio Net?
A net is a scheduled on-air meeting on a specific frequency where operators can:
- Share information
- Coordinate emergency communications
- Participate in traffic nets
- Join hobby-related discussions
Net Operating Rules
- Listen on frequency before the scheduled start
- Check in on schedule (brief)
- Wait for the net control station (NCS) to call on you
- Keep transmissions brief and organized
- Don't interrupt net control
SSB Voice Operating Tips
Proper Microphone Technique
- Speak at normal conversational level
- Keep mouth 2-3 inches from microphone
- Avoid plosive sounds (P, B)
- Don't shout or whisper
- Maintain steady mic gain
Audio Quality Standards
- Adjust mic gain properly (not too high/low)
- Avoid overmodulation (distortion)
- Check speech processor settings
- Use appropriate bandwidth (2.7 kHz for SSB)
- Keep receiver audio clean
Signal Reports on HF
RST Report System
| R (Readability) | S (Signal Strength) | T (Tone) |
|---|---|---|
| 1 = Unreadable 2 = Barely readable 3 = Readable with difficulty 4 = Readable 5 = Perfectly readable |
1 = Faint 2 = Very weak 3 = Weak 4 = Fair 5 = Fairly good 6 = Good 7 = Very good 8 = Excellent 9 = Extremely strong |
1 = Extremely rough 2 = Very rough 3 = Rough 4 = Modulated rough 5 = Modulated 6 = Slightly rough 7 = Nearly perfect 8 = Perfect 9 = Perfect |
Examples of RST Reports
"Your signal is 4-7-6" = Readable with excellent strength but slightly rough tone
"Your signal is 3-5-3" = Readable with difficulty, fair strength, rough tone (needs adjustment)
4. Advanced Circuit Theory
Oscillators and Frequency Generation
Crystal Oscillators
Common Crystal Oscillator Circuits
- Colpitts: Capacitive voltage divider feedback
- Hartley: Inductive voltage divider feedback
- Pierce: Simple single-stage crystal circuit
Frequency Stability Factors
- Temperature drift (PPM/°C)
- Load impedance variations
- Supply voltage stability
- Crystal aging over time
Impedance Matching and Transmission Lines
Smith Chart Introduction
- Reflection coefficient
- Standing wave ratio (SWR)
- Impedance transformations
- Quarter-wave and half-wave matching
Transmission Line Loss
Different cable types and frequencies result in different attenuation:
| Cable Type | Loss at 50 MHz (per 100 ft) | Loss at 450 MHz (per 100 ft) |
|---|---|---|
| RG-58 | 1.4 dB | 6.0 dB |
| RG-8 | 0.7 dB | 2.0 dB |
| LMR-400 | 0.6 dB | 1.3 dB |
| Ladder Line | 0.1 dB | 0.2 dB |
Amplifier Design Basics
RF Power Amplifier Considerations
- Class A: Maximum efficiency ~50%, linear
- Class B: Maximum efficiency ~78%, push-pull required
- Class C: Maximum efficiency ~90%, nonlinear (CW only)
- Class AB: Efficiency ~55-70%, good compromise
- Class D/E: Switching amplifiers, very high efficiency
Intermodulation Distortion (IMD)
Filters in RF Circuits
Filter Response Types
| Filter Type | Rolloff | Ripple | Application |
|---|---|---|---|
| Butterworth | -20 dB/decade/order | None | General purpose |
| Chebyshev | Steeper than Butterworth | Passband ripple | Steep rolloff needed |
| Elliptic | Steepest | Both bands | Minimum components |
Receiver Architecture
Superheterodyne Receiver
- RF input → RF amplifier → Mixer
- Local oscillator mixed with RF signal
- Creates intermediate frequency (IF)
- IF amplified with high gain
- Detector recovers information
Image Frequency
The "image" is an unwanted frequency that will also mix to the IF frequency. Modern receivers use IF filters to reject images.
5. Modulation & Transmission Modes
Understanding Modulation
What is Modulation?
Amplitude Modulation (AM)
AM Characteristics
- Information in amplitude variation
- Bandwidth: ~10 kHz
- Susceptible to amplitude noise
- Simple to generate and demodulate
- Not commonly used in amateur radio (replaced by SSB)
Single Sideband (SSB)
Why SSB Over AM?
- AM transmits both sidebands (redundant) → waste power
- SSB suppresses one sideband → saves power
- SSB bandwidth: ~2.7 kHz (vs 10 kHz AM)
- More efficient use of spectrum
- Requires more complex receiver (product detector)
LSB vs USB
- LSB (Lower Sideband): Used on 160m, 80m, 40m below 10 MHz
- USB (Upper Sideband): Used on frequencies above 10 MHz
Generating SSB
Two main methods:
- Filter Method: Generate AM, then filter out unwanted sideband
- Phasing Method: Use phase relationships between carriers
Frequency Modulation (FM)
FM Characteristics
- Information in frequency variation
- Bandwidth depends on deviation (typically 5-15 kHz)
- Better noise immunity than AM
- Used on 10m and 2m repeaters
- More complex transmitter/receiver than AM
Carson's Rule
For example: FM with ±5 kHz deviation and 3 kHz audio:
BW = 2 × (5 + 3) = 16 kHz
Digital Transmission Modes
RTTY (Radioteletype)
- Uses frequency shift keying (FSK)
- Shift: 170 or 850 Hz
- Baudrate: 45-300 baud
- Can transmit text and images
- Requires TNC or sound card interface
PSK31 (Phase Shift Keying)
- 31.25 baud rate
- Extremely narrow bandwidth (~31 Hz)
- Very weak-signal capable
- Computer required
- Popular for keyboard-to-keyboard QSOs
FT8 (Fast Turnaround 8-FSK)
- Designed for weak signals
- Very fast exchanges (8-second transmissions)
- Automatic sending of messages
- Requires computer/sound interface
- Controversial but very effective
JT65 and JT9
- Designed by Joe Taylor (K1JT)
- Extremely weak-signal capable
- Longer transmission cycles (60 seconds)
- Great for moonbounce and meteor scatter
- Requires computer with WSJT-X software
Bandwidth and Legal Considerations
Bandwidth Rules
- CW: 150 Hz (or determined by keying)
- SSB: 2.7 kHz
- FM: 5 kHz (narrowband), 16 kHz (wideband)
- RTTY: 1 kHz
- Digital: Depends on mode
Emission Designators
FCC uses three-character designators for emissions:
| Designator | Meaning |
|---|---|
| A1A | CW (Morse code) |
| J3E | SSB (phone) |
| F3E | FM (phone) |
| F1B | RTTY |
| J2B | PSK digital |
6. Advanced Radio Wave Propagation
The Ionosphere in Detail
Ionospheric Layers
- Absorbs radio waves, especially at lower frequencies
- Exists only during daylight
- More absorptive during solar flares
E-Layer (90-150 km):
- Main reflection layer for medium-distance propagation
- Sporadic E (Es) clouds enable long-distance VHF
- Most stable during daylight
F1-Layer (150-200 km):
- Exists only during daylight
- Combines with F2 at night
F2-Layer (200-400 km):
- Primary layer for HF long-distance communication
- Controls MUF (Maximum Usable Frequency)
- Varies with time of day, season, and solar activity
The Solar Cycle
11-Year Solar Cycle
- Higher ionospheric electron density
- Higher MUF values
- Better propagation on higher frequencies (15m, 10m)
- Longer skips on HF bands
Solar Activity Indices
| Index | Meaning | Effect on Propagation |
|---|---|---|
| Sunspot Number | Count of sunspots on solar surface | Higher = better HF propagation |
| Solar Flux (SFI) | Radio emission from sun at 2.8 GHz | Higher = better HF conditions |
| A-Index | Overall planetary magnetic disturbance | Lower = better propagation |
| K-Index | Real-time geomagnetic activity | Lower = better propagation |
Geomagnetic Disturbances
Geomagnetic Storms
- Increased A and K indices
- Sudden absorption of radio waves
- Auroral propagation at high latitudes
- Rapid changes in MUF
Practical Propagation Predictions
Gray Line Propagation
The "gray line" is the terminator (boundary between day and night). Unique propagation properties make it excellent for DX:
- Low D-layer absorption
- Better F2-layer reflection
- Sunrise and sunset times critical
Backsatter Propagation
Radio waves can propagate backward (toward the transmitter) via the F2 layer.
Multihop Propagation
Signals may bounce multiple times off the ionosphere for very long distances (thousands of miles).
Propagation Tools and Resources
Prediction Tools
- VOACAP: Voice of America Coverage Analysis Program
- HF Propagation Forecast: Solar Terrestrial Dispatch predictions
- Proppy: Online propagation prediction tool
- WWV: NIST radio broadcasts solar data every hour
7. HF Antenna Systems
HF Antenna Basics
Antenna Length Calculations for HF
Quarter-Wave Vertical (feet) = 234 ÷ Frequency (MHz)
Examples:
40-meter dipole = 468 ÷ 7.15 = 65 feet
80-meter dipole = 468 ÷ 3.65 = 128 feet
Dipole Antennas
Basic Dipole Configuration
- Total length ≈ ½ wavelength
- Typically horizontal ("wire antenna")
- Fed at center
- Impedance: ~70 Ω (resistive)
- Radiation pattern: Omnidirectional (broadside)
Radiation Pattern
A horizontal dipole's radiation pattern (viewed from end) is "figure-8" shaped:
- Maximum radiation broadside (perpendicular to wire)
- Null along the wire axis
- No radiation directly above or below
Angle of Radiation
The elevation angle affects range:
- Low angle (2-15°): Long-distance DX
- High angle (30-60°): Regional contact
- Very high (80-90°): Local "skip zone"
Vertical Antennas
Quarter-Wave Vertical
- Length: ¼ wavelength
- Mounted vertically
- Requires ground plane (radials)
- Omnidirectional pattern (360°)
- Low angle radiation (good for DX)
Radial Systems
Verticals require a ground plane made of radials:
- Ideal: 120 full-length radials
- Good: 32 or more radials ¼ wavelength long
- Acceptable: 4 radials at 90° spacing
- Better ground plane = better performance
Yagi Antennas
Yagi Array for HF
- Directional antenna (high gain)
- Three elements: Reflector, Driven element, Director
- More elements = higher gain
- Typical 2-element Yagi gain: 5-6 dBd
- Requires rotor for directional control
Advantages and Disadvantages
Advantages:
- High gain (front-to-back rejection)
- Excellent for DX (focuses signal)
- Can switch beam direction
Disadvantages:
- Requires rotor and boom structure
- Wind loading and ice loading concerns
- Expensive installation
- Requires significant height/space
Resonance and Tuning
Antenna Resonance
An antenna is most efficient when operated at or near its resonant frequency. Impedance is purely resistive at resonance.
Bandwidth Concepts
- Bandwidth is frequency range where SWR < 2:1
- Lower frequencies have narrower bandwidth percentage
- 40-meter band: ~100-200 kHz useful bandwidth typical
- 20-meter band: ~50-100 kHz useful bandwidth typical
Antenna Tuners
Purpose of Antenna Tuner
An antenna tuner (or "transmatch") provides impedance matching:
- Matches antenna to transmitter (usually 50Ω)
- Reduces SWR on transmission line
- Allows single antenna on multiple bands
- Loss in tuner reduces effectiveness
Types of Tuners
- L-Network: Simple, uses inductor and capacitor
- T-Network: More complex, better matching range
- Pi-Network: Low-pass filter function, reduces harmonics
- Balanced Tuner: For ladder line feeders
Antenna Feeding
Feed Line Selection
| Type | Impedance | Best Use |
|---|---|---|
| 50Ω Coax (RG-8) | 50Ω | Standard for most stations |
| Ladder Line (open wire) | 300-600Ω | Multiband dipoles, low loss |
| Parallel Feeders | ~450Ω | Balanced feeders for balanced antennas |
Velocity Factor
Cables have velocity factor (VF) - speed of propagation relative to speed of light:
- Solid dielectric coax: ~0.66
- Foam dielectric coax: ~0.78
- Ladder line: ~0.95
Multi-Band Antenna Strategies
Single Wire For Multiple Bands
- End-fed wire can work on multiple bands
- SWR varies by band
- Requires tuner for good match on all bands
Trap Dipoles
Use LC traps (resonant circuits) to block current flow at higher frequencies:
- Single physical antenna works on multiple bands
- Trap loss reduces efficiency
- Popular for limited space
8. Test Equipment & Measurements
Essential Test Equipment
Multimeter
- Measures: DC/AC voltage, current, resistance
- Essential for all troubleshooting
- Choose range carefully (analog or digital)
SWR and Power Meter
- Forward power (what you're transmitting)
- Reflected power (SWR indicator)
- SWR ratio directly
Frequency Counter
- Verifies transmit frequency accuracy
- Required if rig frequency is uncertain
- Can measure harmonics
RF Power Meter
- Measures actual RF power output
- Uses directional coupler or dummy load
- Important for verifying transmitter calibration
Dummy Load (RF Load)
- 50Ω non-reactive resistor
- Dissipates transmitter power safely
- Allows testing without radiating
- Must be rated for your power level
Spectrum Analyzer
- Shows frequency domain (amplitude vs frequency)
- Useful for measuring harmonic content
- Expensive but professional tool
Basic Measurements and Tests
SWR Measurement Procedure
- Connect SWR meter between transmitter and antenna
- Set meter to "FWD" (forward)
- Key transmitter (low power)
- Adjust SWR meter to full scale (Set)
- Switch to "REF" (reflected) to read SWR
- Try different frequencies to find lowest SWR
Power Output Measurement
- Connect dummy load to transmitter
- Attach power meter to dummy load port
- Transmit at desired frequency
- Note power reading
- Adjust transmitter output as needed
Receiver Measurements
Sensitivity Testing
Receiver sensitivity can be measured using:
- Signal generator with attenuator
- Measuring minimum signal for 10dB SNR
- Typical HF receiver: 0.5-2 μV for 10dB S/N
Receiver Selectivity
Tests the receiver's ability to reject adjacent channel signals.
Oscilloscope Usage
What an Oscilloscope Shows
- Voltage vs time (waveform display)
- Can show modulation patterns
- Useful for measuring frequency and amplitude
Common Oscilloscope Measurements
- Peak voltage
- Peak-to-peak voltage
- Frequency (from period)
- Phase relationships
- Modulation quality
Smith Chart Usage
Reading the Smith Chart
- Center represents 50Ω match
- Horizontal line = purely resistive
- Vertical lines = purely reactive
- Circumference = constant SWR circle
Practical Applications
- Finding impedance from SWR measurement
- Designing matching networks
- Visualizing transmission line behavior
- Quarter-wave and half-wave transformers
9. Advanced Safety Considerations
RF Radiation Exposure Limits (Detailed)
FCC Exposure Limits Table
| Frequency Range | Occupational/Controlled (mW/cm²) | General Population/Uncontrolled (mW/cm²) |
|---|---|---|
| 0.3-1 MHz | 100 | 100 |
| 1-30 MHz | 100 | 100 |
| 30-300 MHz | 50 | 10 |
| 300-1500 MHz | 50 | 10 |
| 1500-100,000 MHz | 50 | 10 |
RF Power Density Calculation
For a rough field estimate (near an antenna):
E² = (P × 3770) ÷ d² (E in V/m, P in Watts, d in feet)
Antenna Safety
High Voltage Hazards
- High impedance mismatch creates high voltages
- End-fed antennas particularly dangerous
- Never touch antenna during transmission
- Towers and guy wires can be energized
Antenna Tower Safety
- Towers require proper engineering and installation
- Self-supporting towers typically require deeper footings
- Guyed towers need proper spacing and strength
- Regular inspection for rust and damage
- Lightning protection essential
Power Supply Safety (Advanced)
High-Voltage Power Supplies
- Can kill instantly - treat as lethal
- Capacitors hold charge even when powered off
- Discharge through load resistor (never short)
- Use insulated tools only
- Never work alone on high voltage circuits
Measuring Voltage Safety
- Unplug equipment from AC
- Wait for any internal capacitors to discharge
- Ground yourself with wrist strap
- Use insulated probe on meter
- Measure voltage carefully
- Verify power is off before touching
Transmitter Interlock Systems
Purpose
Interlocks prevent RF transmission when someone might be exposed to harmful RF:
- Door interlock: Disables transmitter when cabinet open
- Cage interlock: Prevents transmission in antenna work area
- RF detection interlock: Senses high RF and disables
Grounding and Lightning Protection
Proper Grounding System
- All equipment grounded together
- Antenna mast bonded to ground
- Copper strap or #6 wire minimum
- Ground rod(s) 8+ feet into earth
- Multiple ground rods for large installations
Lightning Arrestor
- Installed as close to mast as possible
- Properly grounded to ground rod
- Multiple types: gap, tube, semiconductor
- Must handle full transmit power safely
Disconnection Switch
- Allows disconnecting antenna feedline
- Typical setup: Coax switch at entry point
- Allows grounding antenna to earth during storms
RF Burn Prevention
Common RF Burn Hazards
- Touching antenna during transmission
- Contact with high-impedance feeders
- Loose cable connections heating up
- End-fed antenna tuning
RF Burn First Aid
- Immediately disconnect RF source
- Cool burn area with cool (not cold) water
- Remove any tight clothing or jewelry
- Do not apply ice directly
- Seek medical attention for significant burns
- Cover with clean, dry cloth
Chemical Safety in the Station
Common Chemicals and Safety
- Battery acid: Neutralize with baking soda, seek medical help for contact
- Flux and solder fumes: Use ventilation, avoid breathing
- Cleaning solvents: Use in well-ventilated area, wear gloves
- RF shielding paint: Follow manufacturer's safety guidelines
Emergency Procedures
Station Emergency Plan
- Keep first aid kit accessible
- Know location of fire extinguisher (Class C for electrical)
- Have emergency contact numbers posted
- Never transmit during emergency unless authorized
- Emergency nets should follow established protocols
Practice Questions for General License Exam
This section contains representative practice questions covering all topics on the FCC General license exam. Study these carefully and review the explanations.